Major Regulators That Protect You From Fraudulent Businesses

Major Regulators That Protect You From Fraudulent Businesses

Maintenance of financial fairness within financial markets is the most crucial thing for any country’s economy. This is because it is one of the most effective ways of protecting consumers from fraudulent traders in almost every financial market. But who is maintaining financial fairness in the market?

Financial regulators or major financial regulators are the agencies tasked with these roles. Some offer consumer protections as their by-product, while others offer it as their central role. These agencies are the ones that can help you with your chargeback services in case you have encountered any fraud.

Trader Defender Major Financial Regulator

Trader defender is an agency that works with enhanced due diligence thanks to their team of experts. This agency always works hard to ensure you are protected from fraud.

Don’t be a Victim, know who you’re Engaging With!” and so they say. Trader defender offers free online consultation to everyone to help you understand anything about all of their licensed traders. If you wish to know more about your trader or the trader you are set to work with, contact Trader Defender today.  


Start the Process Today

What it does and how they do it

Trader Defender is armed with a professional team, helping them work and deliver services with enhanced due diligence. Therefore, some of its roles within the financial market include:

  • Effective advocacy
  • Offers quick processing time for their services
  • Protecting you from fraud
  • Offering and reviewing licenses

But how do we ensure they deliver outstanding results to all of their clients? It is simple; they understand that each business is unique in its way. This statement may sound somehow ambiguous to you, but trust me, it is an essential factor more than you think.

To deliver the best result to all of our clients, we design a tailored strategy to fit and meet your specific situation’s details. And on top of it, we have a team of professionals with vast knowledge about most of the conditions presented to us.

Major Regulators Key Takeaways

These are some of the factors and roles the define a financial regulator. These factors are the guiding tools for their operations within any financial markets, and they include:

  • Some more prominent organizations that also may act as significant regulators may be under specific major regulatory too. For example, organizations like banks and other big industries.
  • Governments and other authoritative organizations form financial regulatory agencies.
  • Consumer protection is one of the core roles of every financial regulator. They do this by ensuring consumers get fair and honest treatment from brokers within any financial market on their scope.

Top Licensed Major Financial Regulators

  1. Australia:
  • Australian Securities and Investments Commission (ASIC)

ASIC is one of Australia’s best financial regulators and is assigned different roles covering three distinct sectors; finance professionals, consumers, and business.

Within the three sections, they work to ensure similar goals, which are management of the financial market and protecting consumers.

FMA is another valued major financial regulator from Australia. This agency influence has rapidly grown over the past few years, currently managing € 23.8 billion worth of assets and a +2.2% investment performance. This agency offers;

  • Banking resolution
  • International trading services
  • Law services and
  • Supervision
  1. Belgium:
  • Financial Services and Markets Authority (FSMA)

With FSMA, you can quickly access consumers’ or professionals’ financial services they offer if you are in Belgium. They aim to maintain financial market integrity by ensuring you have fair and equitable treatment. They operate both locally and internationally, which provides convenience to all consumers.

  1. Canada:

Canada is among those countries with several huge provincial financial regulatory agencies. They all operate under the government umbrella, and the most respected authorities in Canada are:

  • The Alberta Securities Commission (ASC)
  • The Autorité des marchés financiers in Quebec (AMFQ)
  • The British Columbia Securities Commission (BCSC)
  • The Ontario Securities Commission (OSC)
  • The Financial and Consumer Affairs Authority of Saskatchewan (FCAA)
  • The Manitoba Securities Commission (MSC)
  1. Denmark
  • Financial Supervisory Authority (DFSA)

DFSA is a Danish financial regulator responsible for supervising financial undertakings by banks, insurance, pension companies, mortgage-credit institutions, etc.

  1. Finland:
  • Financial Supervisory Authority (FIN-FSA)

FIN-FSA, also known as Finanssivalvonta, is Finland’s Financial Supervisory agency responsible for supervising any financial dealing.

They have collected and compiled essential data that you may need before venturing into trade with brokers in Finland’s financial market.

FIN-FSA maintains financial market stability by working with Finland’s and some international banks, capital markets, and insurance companies.

  1. France:
  • Autorité des marchés financiers (AMF)

AMF is France’s major financial regulator, with some of its regulations applicable in the entire European market. They have their General European regulations well stated on their website.

  1. Germany:
  • Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)

BaFin is the Federal Financial Supervisory Authority responsible for ensuring fairness within the German and international financial markets. It protects consumers by monitoring all financial dealing for their licensed brokers, thus averting fraudulent companies.

  1. Hong Kong:
  • Securities and Futures Commission (SFC)
  1. Ireland:
  1. The Netherlands:
  1. New Zealand:
  • Financial Markets Authority (FMA)
  1. Norway

FSA is one of the most significant regulatory bodies in Norway as well as Europe. Its regulatory functions include:

(i) Supervision

(ii) Laws and regulations

(iii) Licensing

(iv) Reporting

 13. Singapore

  • Monetary Authority of Singapore (MAS)

MAS regulatory body executes supervisory roles over the following sectors; Banking, Insurance, Capital Markets, Payments, Focus Areas. Besides that, they also offer up to date data on market trends that are most valuable to traders and consumers.

  1. South Africa
  • Financial Sector Conduct Authority (FSCA)
  1. Spain:
  • La Comisión Nacional del Mercado de Valores (CNMV) {The National Securities Market Commission}
  1. Sweden:
  1. Turkey:
  1. United Kingdom:
  • Financial Conduct Authority (FCA)

FCA is one of the well-known financial regulators that ensures fair and honest financial dealing within an economy. Their primary roles are maintaining financial stability as well as protecting consumers within a financial market.

  1. United States
  • Securities and Exchange Commission (SEC)
  • The Office of Thrift Supervision (OTS)
  • The US Commodities Futures Trading Commission (CFTC)
  • State Insurance Regulators (SIR)


Major financial regulators are the critical recipe for having cohesive and, more importantly, fair financial deals within every financial market. And because of that, Trader defender is here for you to ensure every broker follows all laid down legislation.

Traderdefender also provides you with a platform to initiate effective Chargeback in case you have been scammed. Contact us for a free online consultation to know more.